Managing SEC and DOJ Regulatory Investigations and Enforcement: Best Practices

Langlois lawyers has the pleasure of welcoming two New York City-based SEC and DOJ regulatory investigation specialists, and cordially invites you to a roundtable with Janet Gochman and Jonathan Youngwood of Simpson Thacher & Bartlett LLP, and Sean Griffin, a partner in the litigation group at Langlois lawyers. The roundtable will touch about best practices in managing regulatory investigations in the U.S. 

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Corporations having activities in the U.S. are often subject to U.S. regulatory investigations. These investigations can originate from and involve the Securities and Exchange Commission (“SEC”), the Department of Justice (“DOJ”) as well as other federal, state and local agencies. This round table will focus on the regulatory investigations initiated by the SEC and the DOJ and their possible interactions. Topics will include advice on compliance issues important to U.S. regulators, as well as what to expect once an investigation is commenced. We will also discuss the need to coordinate the response to various regulators and concerns that arise where there is a risk of follow-on civil class action and other litigation. 

Speakers
Janet Gochman Senior Counsel Simpson Thacher	Jonathan Youngwood Co-Chair Simpson Thacher	Sean Griffin Partner Langlois lawyers

Please note that an application has been made to the Quebec Bar for accreditation of this conference as an eligible professional development activity.